-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CoXqVeIBIqlUMKz2wESwOQJjD2TboILwPGShbT/DN2p3WieBOAt3DhgmPpovlu/M B7oiV7IwhWNeQv904mVwHw== 0001028890-97-000001.txt : 19970306 0001028890-97-000001.hdr.sgml : 19970306 ACCESSION NUMBER: 0001028890-97-000001 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970305 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GREAT AMERICAN BANCORP INC CENTRAL INDEX KEY: 0000943064 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 521923366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-47635 FILM NUMBER: 97551174 BUSINESS ADDRESS: STREET 1: 1311 SOUTH NEIL ST STREET 2: PO BOX 1010 CITY: CHAMPAIGN STATE: IL ZIP: 61820 BUSINESS PHONE: 2173562265 MAIL ADDRESS: STREET 1: 1311 SOUTH NEIL ST CITY: CHAMPAIGN STATE: IL ZIP: 61820 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ATKINS CLINTON C CENTRAL INDEX KEY: 0001028890 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 1007 GALEN DR CITY: CHAMPAIGN STATE: IL ZIP: 61821 BUSINESS PHONE: 2173522121 MAIL ADDRESS: STREET 1: CLINTON C ATKINS STREET 2: 1007 GALEN DR CITY: CHAMPAIGN STATE: IL ZIP: 61821 SC 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Great American Bancorp, Inc. - ----------------------------------------------------------------- (Name of Issuer) Common, Stock Value - $0.01 Par Value - ----------------------------------------------------------------- (Title of Class of Securities) 38982K107 - ----------------------------------------------------------------- (CUSIP Number) Clinton C. Atkins 2001 Kankakee Drive Champaign, IL 61821 (217) 352-2121 - ----------------------------------------------------------------- (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) February 28, 1997 ------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of the Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ] (Page 1 of 5 Pages) (Page 2 of 5 Pages) CUSIP No. 38982K107 1. NAME OF REPORTING PERSON S.S. or I.R.S. Identification No. of Above Person Clinton C. Atkins ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3. SEC USE ONLY 4. SOURCE OF FUNDS PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS [ ] REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States 7. SOLE VOTING POWER 149,175 shares 8. SHARED VOTING POWER Not Applicable 9. SOLE DISPOSITIVE POWER 146,775 shares 10. SHARED DISPOSITIVE POWER Not Applicable 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 149,175 shares 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) [ ] EXCLUDES CERTAIN SHARES 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.5% 14. TYPE OF REPORTING PERSON IN (Page 3 of 5 Pages) The purpose of this Amendment No. 1 to the previously filed Schedule 13D is to report additional shares acquired by Clinton Atkins and to report that the ownership of Clinton Atkins in the common stock of Great American Bancorp, Inc. has increased from 5.2% to 8.5% of the common shares outstanding. Item 1. Security and Issuer. No change. Item 2. Identity and Background. No change. Item 3. Source and Amount of Funds or Other Consideration. As of the date hereof, the Reporting Person is deemed to beneficially own 149,175 shares, including 144,775 shares purchased in open market transactions, 600 shares issued under the 1995 Great American Incentive Plan ("Incentive Plan"), 2,400 shares represent unissued stock awards granted under the Incentive Plan and 1,400 additional shares represent shares underlying options granted under the Incentive Plan. The amount of consideration ($2,100,063) used to acquire the 144,775 shares was derived from personal funds of the Reporting Person. A schedule of the shares, dates, and the prices per share acquired by the Reporting Person since the most recent filing on Schedule 13D is attached and marked as Exhibit 1 to Item 3. Item 4. Purpose of Transaction. No change. Item 5. Interest in Securities of Issuer (a) As of the date hereof, the Reporting Person is deemed to beneficially own 149,175 shares, representing 8.5% of the outstanding shares of the Company based upon reported outstanding shares as of October 31, 1996 of 1,852,606 less shares repurchased by the Company since October, 1996 of 92,630 or 1,759,976 shares. The beneficially owned shares include 2,400 shares representing stock awards granted under the Incentive Plan and 1,400 shares underlying stock options granted under the Incentive Plan which vested on February 14, 1997. (b) The Reporting Person has the sole power to vote and to dispose of the shares referred to in Item 5(a). (c) Except as reported in Item 3 hereof, there has been no transaction in the Common Stock of the Company effected during the past sixty (60) days by the Reporting Person. (Page 4 of 5 Pages) (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities referred in Item 5(a). (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. No change. Item 7. Material to be Filed as Exhibits A schedule detailing dates, shares purchased, and price per share of shares acquired by the Reporting Person since the most recent filing on Schedule 13D is filed herewith as Exhibit 1. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. March 5, 1997 /s/ Clinton C. Atkins - ------------------------- -------------------------- Date Signature Clinton C. Atkins -------------------------- Name/Title (Page 5 of 5 Pages) SCHEDULE 13D EXHIBIT 1 TO ITEM 3 Clinton C. Atkins Price per Share No. of Shares (Excluding Where How Date Purchased (Sold) commissions) Transacted Transacted - ---- --------------- --------------- ---------- ---------- Non-Derivative Shares Acquired, Direct Ownership: 01/30/97 13,000 15.6875 OTC (1) 02/14/97 600 0.00 GABI (2) 02/24/97 20,000 16.00 OTC (1) 02/28/97 20,000 16.375 OTC (1) Non-Derivative Shares, Indirect Ownership: 02/14/97 2,400 0.00 GABI (2) Derivative Shares, Direct Ownership: 02/14/97 1,400 14.00 GABI (3) (1) Transactions effected in the over-the-counter market ("OTC") through standard brokerage accounts. (2) Shares represent stock awards granted under the 1995 Great American Bancorp, Inc. Incentive Plan which vest at a rate of 20% per year beginning on February 14, 1997. (3) Shares represent options granted under the 1995 Great American Bancorp, Inc. Incentive Plan which vested on February 14, 1997. -----END PRIVACY-ENHANCED MESSAGE-----